Marines


Human Research Protection Program (HRPP)

Seal with USMC eagle globe and anchor in the center with the words People Process Purpose around the center, with the top banner that states "Manpower Plans & Policy, and the bottom banner that states "Manpower & Reserve Affairs".
Manpower Analysis Branch (MPA)
Quantico, Virginia

Who we are

The principal mission of the U.S. Marine Corps Headquarters, Manpower and Reserve Affairs HRPP is to ensure the protection of human subjects’ rights, welfare, and privacy in research conducted by, within, or for the M&RA Department.

Our mission extends to provide guidance and resources to investigators through training, monitoring and education efforts.

The U.S. Marine Corps follows the basic principles set forth in the Belmont Report: Respect for Persons, Beneficence, and Justice.

M&RA conducts human-subject research in accordance with ethical principles, laws, regulations, and policies in order to ensure respect for persons, beneficence, and justice for human subjects.

Contact the HRPP POC for all HSR-related questions or concerns.

New Projects

Is IRB review and approval through the M&RA HRPP / USMC IRB needed?

Policy requires that all research involving human subjects be reviewed and approved by the USMC IRB before the research begins.

If your project is a systematic investigation (including program evaluations and pilot studies) which includes interaction or intervention with living humans or utilizes identifiable private information about living individuals, it should be reviewed by the IRB.

Please see additional guidance provided below and in the tabs above.

Definitions

Research means a systematic investigation, including research development, testing and evaluation, designed to develop or contribute to generalizable knowledge.

Human subject means a living individual about whom an investigator (whether professional or student) conducting research obtains:

 

  1. Data through intervention or interaction with the individual, or

  2. Identifiable private information.

 

Intervention includes both physical procedures by which data are gathered (for example, venipuncture) and manipulations of the subject or the subject’s environment that are performed for research purposes. Interaction includes communication or interpersonal contact between investigator and subject. Private information includes information about behavior that occurs in a context in which an individual can reasonably expect that no observation or recording is taking place, and information which has been provided for specific purposes by an individual and which the individual can reasonably expect will not be made public (for example, a medical record). Private information must be individually identifiable (i.e., the identity of the subject is or may readily be ascertained by the investigator or associated with the information) in order for obtaining the information to constitute research involving human subjects.

 

>>hrpp frequently asked questions (faq)
DEFINITIONS
Research means a systematic investigation, including research development, testing, and evaluation, designed to develop or contribute to generalizable knowledge. DoDI 3216.02
Human subject means a living individual about whom an investigator (whether professional or student) conducting research:Obtains information or biospecimens through intervention or interaction with the individual, and uses, studies, or analyzes the information or biospecimens;orObtains, uses, studies, analyzes, or generates identifiable private information or identifiable biospecimens. DoDI 3216.02
Research Involving a Human Being as an Experimental Subject: An activity, for research purposes, where there is an intervention or interaction with a living individual for the primary purpose of obtaining data regarding the effect of the intervention or interaction. This definition relates only to the application of Section 980 of Title 10, U.S.C.; it does not affect the application of Part 219 of Title 32, CFR. DoDI 3216.02
Human Subjects Research (HSR): Activities that include both a systematic investigation designed to develop or contribute to generalizable knowledge and involve a living individual about whom an investigator conducting research obtains information or biospecimens through intervention or interaction with the individual, or identifiable private information, or biospecimens. DoDI 3216.02
HRPP Training

All investigators who will be conducting human subjects’ research must complete Department of Navy Human Subject Research Ethics Training in order to conduct research with human participants.

The ethics and human subject protections training recognized by the Marine Corps is provided by the Collaborative Institutional Training Initiative (CITI). Instructions for researchers and the link to the CITI website are below. Extramural researchers who have completed training through a different organization must either complete CITI training again or provide transcripts for previously completed training in order to demonstrate equivalency.

CITI Training Home Page

DON HRPP Training and Education Guidance

Instructions to Register for CITI Training

1. Go to the CITI Training website and click the “register” button under Create an Account
2. Under the “Participating Institutions” drop-down menu, select “Department of the Navy”. Click “continue to step 2”
3. Enter your personal information and click “continue to step 3”
4. Create your user name and password and click “continue to step 4”
5. Enter your demographic info and click “continue to step 5”
6. Enter the appropriate selections and click “continue to step 6”
7. Enter the DON-required info. Under the “Your Command” drop-down menu, choose “M&RA” or the applicable unit and click “continue to step 7”
8. Click the appropriate box…likely the first one, and click next. Click the box for “social and behavioral sciences” and click next
9. Choose the appropriate role and click next
10. Choose “No, not at this time” when asked “Are you required to complete the CITI Good Clinical Practice course for the Department of the Navy?” and click next
11. Choose “No, not at this time” when asked “Are you required to complete the CITI Responsible Conduct of Research (RCR) for the Department of the Navy? ” and click next
12. Click “Finalize registration”
13. Click on the appropriate course and conduct the training

Investigator Information

M&RA Internal Research

Because M&RA has an Institutional Agreement with the USMC Institutional Review Board (IRB), we follow their policies and procedures for getting our research reviewed. The steps are described in Chapter 9 of the USMC HRPP Policy and Procedures Manual (found in the References section to the right).

The first step a Primary Investigator (PI) takes is getting an HRPP Applicability Review. Through this process, the Exemption Determination Official will determine if the proposed study meets the definition of Human Subject Research (HSR). Please note that investigators are not authorized to make this determination themselves. If the study is not HSR, the determination official will issue a memo to that effect, and the study may proceed without IRB oversight. If the study is HSR, the PI must submit a full protocol, per the Manual, to the IRB. The M&RA HRPP POC is available to facilitate this process. Please use the Applicability Review Worksheet found on the right of this page under ‘Checklists’.

The full protocol will include the following documents at a minimum (found in Chapter 10 of the Manual):

-IRB Action Request (Appendix D)

Full Protocol (Appendix E)

Investigator Affirmation (Appendix F)

Scientific Review (Appendix J)

A copy of the informed consent document, if required

Training documentation for the PI and training plan for all associate investigators to include CITI training and project specific training.

Proof of CITI training for scientific reviewer

For protocols determined to be greater than minimal risk, additional requirements are found in Chapter 11

Once again, the HRPP POC is available to facilitate submitting the protocol to the IRB.

M&RA Contracted Research

When M&RA has contracted with an extramural performer to conduct HSR, the extramural performer is required to have the study reviewed by an external IRB, but the protocol must still go through a Human Research Protection Official (HRPO) review to ensure compliance with the Defense Federal Acquisition Regulation Supplement (DFARS) on contracts to perform Human Subject Research. The Contracting Officer’s Representative for the project will fill out both HRPO checklists below and the following documents will be submitted to the HRPO:

HRPO Checklist A

HRPO Checklist B

Contractor IRB Determination Letter (Category of Exemption or Expedited Review must be indicated)

Approved Protocol (Contains Approved Consent Forms)

Training Certificates for the research team. The Principal Investigator and all members of the team who will be interacting with subjects or the identifiable data will complete CITI training or provide proof of equivalent training from their institution.

Federal Wide Assurance (FWA) and DoD or DON Addendum

Statement of Work

Independent Extramural Research

Studies relating to behavioral health, military benefits, and manpower policies typically fall under the Deputy Commandant, M&RA. To ensure the Marine Corps’ interests and the interests of Marines and their family members are protected, independent extramural research must be approved at the senior executive service (SES) or general officer (GO) level in the appropriate stake-holder division. To begin the process, please become familiar with the information on this page, and then contact the M&RA HRPP Point of Contact (POC).

The M&RA HRPP POC will need a full study protocol as presented to the extramural researcher’s IRB. If the researcher’s IRB requires a letter from the Marine Corps before they will review the research plan, the researcher may submit the complete protocol to the HRPP POC prior to IRB approval. In either case, the HRPP POC will route the protocol to the appropriate division for consideration. The HRPP POC will also serve as the intermediary between the researcher and M&RA as appropriate. Once the research has SES/GO approval, the package must go through a Department of Navy (DON) review.

The purpose of the DON Review is to ensure compliance with the DoDI 3216.02 and other service directives. Under the DoDI, military subjects are considered a vulnerable population and are afforded additional protections.

The documents required for a DON Review include:

1. Verification of Federal Wide Assurance (FWA) and expiration date for the Primary Investigator’s (PI) Institution.
2. Effective 1 February 2016, DoN will no longer require or issue the Navy Addendum to the FWA.
3. A copy of the complete protocol, to include the recruitment plan and scripts (i.e. how the PI plans to gain access to and solicit volunteers, etc). The emphasis in asking for the detailed recruitment plan is to ensure that there is no inadvertent real or perceived command influence in the service member’s decision to participate in the research.
4. A copy of the IRB approval. If the research is found to meet one of the categories for Exempt Research or Expedited Review, the category needs to be specified.
5. Copies of the IRB approved Informed Consent documents.
6. Proof of completion of CITI training for Extramural Performers for PI (or comparable research ethics training as accepted by DON HRPP). 7. The Command approval letter for solicitation of volunteer subjects from within their command/population.

Institutional Review Board

The IRB is a committee established to review research to ensure the protection of the rights and welfare of human research subjects. According to 32 CFR 219, an IRB shall review and have authority to approve, require modifications in (to secure approval), or disapprove all research activities covered by this policy, including exempt research activities under § 219.104 for which limited IRB review is a condition of exemption.

M&RA has an Institutional Agreement with the USMC IRB. The committee is responsible for ensuring human research subjects’ rights are protected. USMC IRB approval is required for all M&RA human subject research. M&RA holds at least one membership position on the USMC IRB.

United States Marine Corps HRPP/IRB: USMC Human Research Protection Program (marines.mil)

Background and Resources
Background

In SECNAVINST 3900.39E, the Secretary of the Navy delegated authority and responsibility for execution and oversight of the DON Human Research Protection Program (HRPP) to the Surgeon General of the Navy.

The Marine Corps’ HRPP was officially established under the DON program in 2011 by Marine Corps Order 3900.18.

M&RA’s HRPP operates under an Institutional Agreement with the USMC IRB, on which M&RA maintains a seat. This means that M&RA human subjects research protocols are reviewed and approved by the USMC IRB. The Assistant Deputy Commandant, M&RA serves as the Institutional Official for all M&RA divisions.

Resources

Belmont Report

SECNAVIST 3900.39E

32 CFR 219

DODI 32.1602

MCO 3900.18

10 USC 980

DODI 6025.18

45 CFR 46

DFARS CLAUSE 252.235-7004

Ms. Christina Ramirez
Human Research Protection Official, M&RA
Vice Chair, USMC Institutional Review Board

Mailing Address:
Headquarters, Marine Corps (HQMC)
Manpower Plans and Policy Div (MP Div)
Manpower Studies &Analysis Branch (MPA)
3280 Russell Road Quantico, VA 22134

Email: christina.ramirez@usmc.mil  

Phone: 
(915) 240-8799
(703) 784-9367 DSN:278